Lexington, Kentucky, January 21, 2026
Cardiff Lexington Corporation has filed a registration statement with the SEC for an IPO intending to list on Nasdaq under the symbol ‘CDIX.’ This initiative reflects the company’s commitment to growth in the healthcare sector, particularly in orthopedics, spine care, and pain management. With R. F. Lafferty & Co. as the lead underwriter, the company seeks to enhance its market position while contributing to the local economy. Recent strategic moves, including a reverse stock split, aim to meet listing qualifications and draw investor interest.
Cardiff Lexington Corporation Moves Towards Nasdaq IPO
Local Healthcare Firm Poised for Growth with Strategic Offerings
Lexington, Kentucky – Cardiff Lexington Corporation has recently filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission (SEC) for its proposed initial public offering (IPO) of common stock. This exciting move aims to list its shares on The Nasdaq Capital Market under the symbol “CDIX.” As the company embarks on this pivotal journey, the final number of shares to be offered and their price range remain to be determined, contingent upon market conditions and other influential factors.
This potential listing on Nasdaq underlines the resilience and determination inherent in local businesses, especially in the healthcare sector where innovation often drives positive change. Cardiff Lexington Corporation, a healthcare-focused holding company specializing in orthopedics, spine care, and pain management, is positioning itself for significant growth, thanks in part to favorable regulatory environments that encourage entrepreneurial opportunities.
Strategic Partnership with R. F. Lafferty & Co.
The company has chosen R. F. Lafferty & Co., Inc. as the sole bookrunning manager for this IPO. This partnership involves a range of strategic advisory services, including market strategy, capital formation, valuation, investor positioning, and regulatory readiness. Collaborating with experienced advisors not only enhances the company’s growth potential but also emphasizes its commitment to sound financial practices.
Healthcare Focus and Growth Strategy
Cardiff Lexington Corporation’s operating subsidiary, Nova Ortho and Spine, LLC, operates a network of specialty care facilities across Florida and Georgia, providing comprehensive services to patients with traumatic injuries. This focus on a niche yet critical aspect of healthcare underscores Cardiff Lexington’s dedication to making a meaningful impact while also capitalizing on growth opportunities in the healthcare market.
Recent Developments: Reverse Stock Split
In alignment with its strategy to meet listing qualification standards for a national securities exchange, Cardiff Lexington implemented a 75,000-to-1 reverse stock split in January 2024. This strategic move reduced the number of outstanding shares, enhancing the company’s position for future growth and increased shareholder value. Such actions are indicative of a well-planned approach to attract serious investors and build a robust public profile.
Uplisting to OTCQB Venture Market
In May 2025, Cardiff Lexington Corporation announced its successful uplisting to the OTCQB Venture Market, highlighting its commitment to transparency and enhanced operational standards. This move is expected to further position the company favorably in the eyes of investors, potentially leading to increased market interest and investment opportunities.
Key Takeaways
Cardiff Lexington Corporation’s planned IPO represents not just the trajectory of one local company but also illustrates a broader narrative of innovation, growth, and resilience among Kentucky entrepreneurs. With strategic financial management in place and a focus on specialized healthcare services, the company is well-prepared to meet the challenges ahead and contribute positively to the Lexington business landscape.
As the local community remains engaged and supportive of its businesses, the entrepreneurial spirit in Lexington stands ready to foster job creation and economic development. Staying connected to these developments not only benefits investors but also enhances community involvement in shaping the economic future of Lexington.
Frequently Asked Questions (FAQ)
What is the proposed initial public offering (IPO) of Cardiff Lexington Corporation?
Cardiff Lexington Corporation has filed a registration statement on Form S-1 with the SEC for a proposed IPO of its common stock, aiming to list its shares on The Nasdaq Capital Market under the symbol “CDIX.” The number of shares to be offered and the price range have not yet been determined. The offering is subject to market conditions and other factors.
Who is leading the IPO process for Cardiff Lexington Corporation?
The company has engaged R. F. Lafferty & Co., Inc. as the sole bookrunning manager for the proposed offering. Completion of the uplisting is contingent upon SEC effectiveness of the registration statement, approval by Nasdaq, and satisfaction of all applicable listing requirements. Under the engagement terms, R. F. Lafferty & Co., Inc. will provide strategic advisory services covering market strategy, capital formation, valuation, investor positioning, and regulatory readiness.
What is Cardiff Lexington Corporation’s primary business focus?
Cardiff Lexington Corporation is a healthcare-focused holding company specializing in orthopedics, spine care, and pain management. Its operating subsidiary, Nova Ortho and Spine, LLC, operates a network of regional specialty and ancillary care facilities across Florida and Georgia, providing comprehensive services to traumatic injury patients.
What recent steps has Cardiff Lexington Corporation taken to prepare for a national securities exchange listing?
In January 2024, the company implemented a 75,000-to-1 reverse stock split as part of its strategy to meet listing qualification standards for a national securities exchange. The reverse stock split reduced the number of outstanding shares, positioning the company for its next phase of growth.
Has Cardiff Lexington Corporation previously listed its shares on any securities exchange?
In May 2025, Cardiff Lexington announced its uplisting to the OTCQB Venture Market, reflecting its commitment to transparency and growth. The company continues to focus on expanding its business and enhancing shareholder value.
Key Features of Cardiff Lexington Corporation’s IPO and Nasdaq Uplist Strategy
| Feature | Description |
|---|---|
| Proposed IPO | Registration statement filed with SEC for initial public offering of common stock, aiming to list on Nasdaq under symbol “CDIX.” Number of shares and price range to be determined. |
| Lead Underwriter | R. F. Lafferty & Co., Inc. engaged as sole bookrunning manager, providing strategic advisory services. |
| Business Focus | Healthcare holding company specializing in orthopedics, spine care, and pain management through subsidiary Nova Ortho and Spine, LLC. |
| Reverse Stock Split | Implemented 75,000-to-1 reverse stock split in January 2024 to meet listing qualification standards for national securities exchange. |
| OTCQB Uplist | Announced uplisting to OTCQB Venture Market in May 2025, reflecting commitment to transparency and growth. |
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